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Regulatory Compliance

Increasing scrutiny from federal and state regulators has put an elevated amount of pressure on financial institutions to ensure that they are in compliance with regulatory requirements. Freed Maxick has regulatory and industry experience in analyzing and interpreting regulations and designing practical solutions to the stringent requirements for financial institutions. Our experience allows us to perform a diagnostic review of specific regulatory guidelines and develop a corrective action plan for the organization before examiners arrive.

Our Regulatory Banking Services Include:

    • Regulatory Compliance Assessment
    • Regulatory Compliance for Financial Institutions
    • BSA/AML Risk Assessment Services
    • Web Site Compliance Assessment

CONTACT US to learn more about our Industry experience.

ABOUT US: Freed Maxick CPAs is Western and Upstate New York’s (NY) largest public accounting firm and a Top 100 firm in the U.S. Freed Maxick provides audit, tax and consulting services to closely-held businesses, public (SEC) companies, not-for-profits and governmental entities in Buffalo, Rochester, Syracuse, Albany and NYC, New York.