Sarbanes-Oxley (SOX) 404 Compliance Services

Section 404 of the Sarbanes-Oxley Act requires the auditor to form an opinion (404b) about whether management’s assessment (404a) of the effectiveness of the internal control is fairly stated in all material respects.

The experienced professionals at Freed Maxick & Battaglia, CPAs use a multi-phased approach to help you build towards Section 404 compliance. We develop a plan to assess and document your company’s internal controls.

Our approach is tailored to the specific needs and complexities of your company and includes four phases:

1. Planning
2. Assess design effectiveness
3. Assess operating effectiveness
4. Ongoing monitoring

At Freed Maxick, our SOX consulting methodology follows the Committee of Sponsoring Organizations (COSO) of the Treadway Commission guidelines, the standard for internal control. COSO is not only an integral component of our methodology, but the essence of the framework is built into our software tools.

Freed Maxick CPAs is Western and Upstate New York's (NY) largest public accounting firm and a Top 100 firm in the U.S. Freed Maxick provides, audit, tax and consulting services to private and public (SEC) companies in Buffalo, Rochester, Syracuse and Albany New York.  Freed Maxick has vast national and international resources to help your business expand nationally and internationally.
 

Related SOX 404 Compliance Services:

• Enterprise Risk Management
• Sarbanes-Oxley (SOX) Consulting
  • SOX 404 Compliance
  • SOX IT Audits
• Internal Controls -Non-Profits | Private Companies
• Internal Audit Consulting
• Disaster Recovery - Business Continuity Planning
• Technology Risk Management Services
• Strategic Information Technology Planning
• Information Systems Selection - Implementation
• Technology Assessments - System Reviews
• Information Systems Security - Controls Consulting
• SAS 70 Reviews
• SAS 70 Audits
• PCI Data Security Standard Compliance 
   

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